Protecting Investors A Half Century Of Investment Company Regulation

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher : Securities and Exchange Commission
ISBN 13 :
Total Pages : 580 pages
Book Rating : 4.05/5 ( download)

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Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher :
ISBN 13 :
Total Pages : 586 pages
Book Rating : 4.75/5 ( download)

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Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Gordon Press Publishers
Publisher :
ISBN 13 : 9780849060397
Total Pages : pages
Book Rating : 4.97/5 ( download)

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Download or read book Protecting Investors written by Gordon Press Publishers and published by . This book was released on 1996-08 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author :
Publisher :
ISBN 13 :
Total Pages : 525 pages
Book Rating : 4.68/5 ( download)

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Download or read book Protecting Investors written by and published by . This book was released on 1992 with total page 525 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Marianne K. Smythe
Publisher :
ISBN 13 : 9780756721367
Total Pages : 525 pages
Book Rating : 4.69/5 ( download)

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Download or read book Protecting Investors written by Marianne K. Smythe and published by . This book was released on 2002-04 with total page 525 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Tamar Frankel
Publisher :
ISBN 13 :
Total Pages : 168 pages
Book Rating : 4.7T/5 ( download)

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Download or read book The Regulation of Money Managers written by Tamar Frankel and published by . This book was released on 1978 with total page 168 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Tamar Frankel
Publisher : Wolters Kluwer
ISBN 13 : 145487063X
Total Pages : 4826 pages
Book Rating : 4.30/5 ( download)

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Download or read book Regulation of Money Managers written by Tamar Frankel and published by Wolters Kluwer. This book was released on 2015-09-16 with total page 4826 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.

Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.63/5 ( download)

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Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 974 pages
Book Rating : 4.88/5 ( download)

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Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Thomas P. Lemke
Publisher :
ISBN 13 : 9781579115722
Total Pages : pages
Book Rating : 4.21/5 ( download)

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Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: