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Author : Robert L. Tortoriello
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.47/5 ( download)
Download or read book Guide to Bank Underwriting, Dealing, and Brokerage Activities written by Robert L. Tortoriello and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert L. Tortoriello
Publisher :
ISBN 13 : 9780314999177
Total Pages : pages
Book Rating : 4.75/5 ( download)
Download or read book Guide to Bank Underwriting, Dealing and Brokerage Activities written by Robert L. Tortoriello and published by . This book was released on 2008 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert L. Tortoriello
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.51/5 ( download)
Download or read book Guide to Bank Underwriting, Dealing and Brokerage Activities written by Robert L. Tortoriello and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Melanie L. Fein
Publisher : Aspen Publishers
ISBN 13 : 0735561486
Total Pages : 1224 pages
Book Rating : 4.89/5 ( download)
Download or read book Banking and Financial Services written by Melanie L. Fein and published by Aspen Publishers. This book was released on 2006-04-24 with total page 1224 pages. Available in PDF, EPUB and Kindle. Book excerpt: For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.
Author : PricewaterhouseCoopers (Firm)
Publisher : M.E. Sharpe
ISBN 13 : 9780765602695
Total Pages : 148 pages
Book Rating : 4.95/5 ( download)
Download or read book The Securities Regulatory Handbook written by PricewaterhouseCoopers (Firm) and published by M.E. Sharpe. This book was released on 1998 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt: Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.
Author : PricewaterhouseCoopers
Publisher : M.E. Sharpe
ISBN 13 : 9780765606549
Total Pages : 164 pages
Book Rating : 4.42/5 ( download)
Download or read book The Securities Regulatory Handbook written by PricewaterhouseCoopers and published by M.E. Sharpe. This book was released on 2001 with total page 164 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
Author : Giuliano Iannotta
Publisher : Springer Science & Business Media
ISBN 13 : 354093765X
Total Pages : 199 pages
Book Rating : 4.54/5 ( download)
Download or read book Investment Banking written by Giuliano Iannotta and published by Springer Science & Business Media. This book was released on 2010-01-12 with total page 199 pages. Available in PDF, EPUB and Kindle. Book excerpt: From a historical point of view, the main activity of investment banks is what today we call security underwriting. Investment banks buy securities, such as bonds and stocks, from an issuer and then sell them to the ?nal investors. In the eighteenth century, the main securities were bonds issued by governments. The way these bonds were priced and placed is extraordinarily similar to the system that inve- ment banks still use nowadays. When a government wanted to issue new bonds, it negotiated with a few prominent “middlemen” (today we would call them investment bankers). The middlemen agreed to take a fraction of the bonds: they accepted to do so only after having canvassed a list of people they could rely upon. The people on the list were the ?nal investors. The middlemen negotiated with the government even after the issuance. Indeed, in those days governments often changed unilaterally the bond conditions and being on the list of an important middleman could make the difference. On the other hand, middlemen with larger lists were considered to be in a better bargaining position. This game was repeated over time, and hence, reputation mattered. For the middlemen, being trusted by both the investors on the list and by the issuing governments was crucial.
Author : Karol K. Sparks
Publisher : Wolters Kluwer
ISBN 13 : 1454801166
Total Pages : 1480 pages
Book Rating : 4.60/5 ( download)
Download or read book Insurance Activities of Banks written by Karol K. Sparks and published by Wolters Kluwer. This book was released on 2011-12-19 with total page 1480 pages. Available in PDF, EPUB and Kindle. Book excerpt: As more and more banking organizations enter the insurance business, the line between banks and insurance agencies has virtually disappeared - in practice and in the eyes of federal and state legislators. The need has never been greater for a clear guide that explains the legal and regulatory limits placed on banks involved in insurance sales activities. Insurance Activites of Banks, Second Edition provides authoritative coverage of insurance products now offered by banks plus the latest judicial and legislative developments, including the landmark Gramm-Leech-Bliley Act, that affect their activities. It presents in clear detail on such vital topics as: The many types of insurance activities now being handled by banks, including retail sales of insurance and underwriting risk Major state insurance regulatory issues and how banks are affected State banks, national banks, and thrifts, and the insurance activities permissible for each type of institution The various organization structures, such as bank holding companies, financial holding companies, financial subsidiaries, and how to choose the right entity for conducting insurance activities. Offshore insurance activities.
Author :
Publisher :
ISBN 13 :
Total Pages : 710 pages
Book Rating : 4.02/5 ( download)
Download or read book Securities Underwriting written by and published by . This book was released on 1985 with total page 710 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Merlin Gackle
Publisher : Irwin Professional Publishing
ISBN 13 :
Total Pages : 252 pages
Book Rating : 4.06/5 ( download)
Download or read book Bankers as Brokers written by Merlin Gackle and published by Irwin Professional Publishing. This book was released on 1994 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Until recently, bankers could do little to stop the flow of customer deposits into non-bank investment products. Not only were they facing disintermediation of dollars but, perhaps more importantly, disintermediation of customers as well." "Now banks can fight back - by offering their customers the full range of financial products that they have been looking for. Bankers as Brokers is the banker's definitive guide to starting, running and succeeding with an investment products line." "This comprehensive overview takes bankers through the critical elements of the investment products business, helping financial institutions develop a program that fits their needs and their customers." "Bankers as Brokers offers strategies on increasing income, customer retention and new business with a wholly integrated program. It also identifies and addresses the potential problems in the area, including deposit cannibalization and regulatory concerns." "Bankers as Brokers tackles the following issues and more: building a better bank through brokerage; reviewing, adopting, promoting and selling investment products; leveraging customer trust with financial planning services; specific needs and concerns of community banks; creating a full-service financial center by offering investment products; dramatic changes in customer needs and how to meet them; high-tech marketing methods that target new customers; integrating investment products with the "rest" of the bank; and the growing regulatory and compliance concerns for banks." "Both an assessment of today's market and a road map for the future, Bankers as Brokers can help bankers chart the course to record-setting profitability."--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved
