Download Comparing European And Us Securities Regulations full books in PDF, epub, and Kindle. Read online Comparing European And Us Securities Regulations ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author : Tanja Bošković
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.39/5 ( download)
Download or read book Comparing European and U.S. Securities Regulations written by Tanja Bošković and published by . This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Tanja Boskovic
Publisher : World Bank Publications
ISBN 13 : 0821382543
Total Pages : 186 pages
Book Rating : 4.47/5 ( download)
Download or read book Comparing European and U.S. Securities Regulations written by Tanja Boskovic and published by World Bank Publications. This book was released on 2010-01-12 with total page 186 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.
Author : Eric Engle
Publisher :
ISBN 13 :
Total Pages : 33 pages
Book Rating : 4.39/5 ( download)
Download or read book Insider Trading in U.S. and E.U. Law written by Eric Engle and published by . This book was released on 2010 with total page 33 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insider trading law is theoretically problematic. Despite this, an essentially coherent transatlantic insider trading regime has been established by the E.U. Insider trading directive. This paper shows that the E.U. Directive is heavily influenced by U.S. securities law. Of interest however is the implicit critique in the rejection of some features of U.S. securities law.
Author : Karel Lannoo
Publisher : CEPS
ISBN 13 : 9290794763
Total Pages : 35 pages
Book Rating : 4.69/5 ( download)
Download or read book Securities market regulation in the EU written by Karel Lannoo and published by CEPS. This book was released on 2004 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Anna-Carina Salger
Publisher : Walter de Gruyter GmbH & Co KG
ISBN 13 : 311066187X
Total Pages : 318 pages
Book Rating : 4.73/5 ( download)
Download or read book Dark Trading written by Anna-Carina Salger and published by Walter de Gruyter GmbH & Co KG. This book was released on 2020-01-20 with total page 318 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores the pressing topic of dark trading. Following new EU legislation regulating financial markets (MiFID II and MiFIR), it traces the development of off-market securities trading (“dark trading”), analyzes economic studies of this development, and positions the resulting regulatory framework of the EU over against that of the US. The study closes with proposals for reform that provide new impetus for further academic discussion.
Author : Antonio Marcacci
Publisher : Springer
ISBN 13 : 3319902970
Total Pages : 394 pages
Book Rating : 4.75/5 ( download)
Download or read book Regulating Investor Protection under EU Law written by Antonio Marcacci and published by Springer. This book was released on 2018-06-27 with total page 394 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes the legal system for the protection of retail investors under the European Union law of investment services. It identifies the regulatory leitmotiv driving the EU lawmaker and ascertains whether and to what extent such a system is self-sufficient, using a set of EU-made and EU-enforced rules that is essentially different and autonomous from the domestic legal orders. In this regard, the book takes a double perspective: comparative and intra-firm. Given the federal dimension of the US legal system and, thus, the “role-model” it plays vis-à-vis the EU, the book compares the two systems. To fully highlight the existing gaps and measure how self-sufficient the EU system is against its American counterpart, the Union/Federal level as such is analyzed – i.e., detached from the national (in EU terms) and State (in US terms) level. Regulating Investor Protection under EU Law also showcases the unique intra-firm perspective from a European investment firm and analyzes how EU-produced public-law rules become a set of compliance requirements for investment services providers. This “within-the-firm” angle gauges the self-sufficiency of the EU system of retail investor protection from the standpoint of an EU-regulated entity. The book is intended for both compliance professionals and academic scholars interested in this topic while also including illustrative sections intended to provide a broader regulatory view for less-experienced readers.
Author : Petri Mäntysaari
Publisher : Walter de Gruyter GmbH & Co KG
ISBN 13 : 3110761327
Total Pages : 1037 pages
Book Rating : 4.20/5 ( download)
Download or read book Stocks for All: People’s Capitalism in the Twenty-First Century written by Petri Mäntysaari and published by Walter de Gruyter GmbH & Co KG. This book was released on 2021-12-31 with total page 1037 pages. Available in PDF, EPUB and Kindle. Book excerpt: Public stock markets are too small. This book is an effort to rescue public stock markets in the EU and the US. There should be more companies with publicly-traded shares and more direct share ownership. Anchored in a broad historical study of the regulation of stock markets and companies in Europe and the US, the book proposes ways to create a new regulatory regime designed to help firms and facilitate people’s capitalism. Through its comparative and historical study of regulation and legal practices, the book helps to understand the evolution of public stock markets from the nineteenth century to the present day. The book identifies design principles that reflect prior regulation. While continental European company law has produced many enduring design principles, the recent regulation of stock markets in the EU and the US has failed to serve the needs of both firms and retail investors. The book therefore proposes a new set of design principles to serve contemporary societal needs.
Author : Junghoon Kim
Publisher : Springer Nature
ISBN 13 : 9811573298
Total Pages : 375 pages
Book Rating : 4.93/5 ( download)
Download or read book Strategies of Financial Regulation written by Junghoon Kim and published by Springer Nature. This book was released on 2020-12-03 with total page 375 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyses different strategies and their results in implementing financial regulation in terms of rule-making, public enforcement and private enforcement. The analysis is based on a comparative study of conduct of business regulation on mis-selling of financial instruments in the UK and South Korea. It extends into liquidity regulation in the banking sector and credit rating agency regulation. The book concludes that in rule-making, purposive rules are more effective for achieving regulatory goals with minimal undesirable results, but a rule-making system with purposive rules can only work on a foundation of trust among rule-makers, enforcers and the regulates, that with respect to public enforcement, the enforcement strategies should combine the compliance-oriented and deterrence-oriented approaches and be continuously adjusted based on close monitoring of the regulatory outcomes and that in private enforcement, regulation should be instituted as the minimum requirement in private law.
Author : Frank J. Fabozzi
Publisher : MIT Press
ISBN 13 : 0262039540
Total Pages : 1105 pages
Book Rating : 4.43/5 ( download)
Download or read book Foundations of Global Financial Markets and Institutions, fifth edition written by Frank J. Fabozzi and published by MIT Press. This book was released on 2019-04-30 with total page 1105 pages. Available in PDF, EPUB and Kindle. Book excerpt: A thoroughly revised and updated edition of a textbook for graduate students in finance, with new coverage of global financial institutions. This thoroughly revised and updated edition of a widely used textbook for graduate students in finance now provides expanded coverage of global financial institutions, with detailed comparisons of U.S. systems with non-U.S. systems. A focus on the actual practices of financial institutions prepares students for real-world problems. After an introduction to financial markets and market participants, including asset management firms, credit rating agencies, and investment banking firms, the book covers risks and asset pricing, with a new overview of risk; the structure of interest rates and interest rate and credit risks; the fundamentals of primary and secondary markets; government debt markets, with new material on non-U.S. sovereign debt markets; corporate funding markets, with new coverage of small and medium enterprises and entrepreneurial ventures; residential and commercial real estate markets; collective investment vehicles, in a chapter new to this edition; and financial derivatives, including financial futures and options, interest rate derivatives, foreign exchange derivatives, and credit risk transfer vehicles such as credit default swaps. Each chapter begins with learning objectives and ends with bullet point takeaways and questions.
Author : Niamh Moloney
Publisher : Oxford Handbooks
ISBN 13 : 019968720X
Total Pages : 817 pages
Book Rating : 4.06/5 ( download)
Download or read book The Oxford Handbook of Financial Regulation written by Niamh Moloney and published by Oxford Handbooks. This book was released on 2015 with total page 817 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial system and its regulation have undergone exponential growth and dramatic reform over the last thirty years. This period has witnessed major developments in the nature and intensity of financial markets, as well as repeated cycles of regulatory reform and development, often linked to crisis conditions. The recent financial crisis has led to unparalleled interest in financial regulation from policymakers, economists, legal practitioners, and the academic community, and has prompted large-scale regulatory reform. The Oxford Handbook of Financial Regulation is the first comprehensive, authoritative, and state-of-the-art account of the nature of financial regulation. Written by an international team of leading scholars in the field, it takes a contextual and comparative approach to examine scholarly, policy, and regulatory developments in the past three decades. The first three Parts of the Handbook address the underpinning horizontal themes which arise in financial regulation: financial systems and regulation; the organization of financial system regulation, including regional examples from the EU and the US; and the delivery of outcomes and regulatory techniques. The final three Parts address the major reoccurring objectives of financial regulation, widely regarded as the anchors of financial regulation internationally: financial stability; market efficiency, integrity, and transparency; and consumer protection. The Oxford Handbook of Financial Regulation will be an invaluable resource for scholars and students of financial regulation, and for economists, policy-makers and regulators.
