Trading Ahead

Author : Ralph C. Ferrara
Publisher : Law Journal Press
ISBN 13 : 9781588520692
Total Pages : 960 pages
Book Rating : 4.92/5 ( download)

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Download or read book Ferrara on Insider Trading and the Wall written by Ralph C. Ferrara and published by Law Journal Press. This book was released on 2023-11-28 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

Author : Philip McBride Johnson
Publisher : Wolters Kluwer
ISBN 13 : 0735533369
Total Pages : 663 pages
Book Rating : 4.63/5 ( download)

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Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 1432 pages
Book Rating : 4.75/5 ( download)

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Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 1996 with total page 1432 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission. Division of Market Regulation
Publisher :
ISBN 13 :
Total Pages : 462 pages
Book Rating : 4.01/5 ( download)

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Download or read book Market 2000 written by United States. Securities and Exchange Commission. Division of Market Regulation and published by . This book was released on 1994 with total page 462 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 1242 pages
Book Rating : 4.33/5 ( download)

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Download or read book Decisions and Reports written by United States. Securities and Exchange Commission and published by . This book was released on 2009 with total page 1242 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Hans R. Stoll
Publisher : Springer Science & Business Media
ISBN 13 : 940112180X
Total Pages : 153 pages
Book Rating : 4.04/5 ( download)

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Download or read book Microstructure of World Trading Markets written by Hans R. Stoll and published by Springer Science & Business Media. This book was released on 2012-12-06 with total page 153 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume addresses various aspects of the microstructure of world trading markets and provides scientific evidence on the functioning of specific foreign markets. The study of market microstructure has previously focused on the U.S. markets, but with the rapid expansion in foreign markets there is a real need to understand the nature and functioning of foreign trading markets.

Author : United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher :
ISBN 13 :
Total Pages : 282 pages
Book Rating : 4.39/5 ( download)

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Download or read book Oversight Hearings with Regard to the Reauthorization of the Commodity Futures Trading Commission written by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry and published by . This book was released on 1990 with total page 282 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Mr.Ian Domowitz
Publisher : International Monetary Fund
ISBN 13 : 1451850255
Total Pages : 32 pages
Book Rating : 4.53/5 ( download)

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Download or read book Automating the Price Discovery Process written by Mr.Ian Domowitz and published by International Monetary Fund. This book was released on 1992-10-01 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt: Automated trade execution systems are examined with respect to the degree to which they automate the price discovery process. Seven levels of automation of price discovery are identified, and 47 systems are classified according to these criteria. Systems operating at various levels of automation are compared with respect to age, geographical location, and type of securities traded. Information provided to market participants, and asymmetries of information between traders with direct access to the automated market and outside investors also are examined. It is found, for example, that the degree of asymmetric information increases with the level of automation of price discovery. The potential for trading abuses related to prearranged trading, noncompetitive execution, and trading ahead of customers is analyzed for each level of automation. Certain levels of automation widen the opportunities for trading abuses in some respects, but may narrow them in others.

Author :
Publisher : DIANE Publishing
ISBN 13 : 1457808110
Total Pages : 10 pages
Book Rating : 4.11/5 ( download)

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Download or read book Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC: Securities and Exchange Commission Litigation Complaint v. E*Trade Capital Markets LLC written by and published by DIANE Publishing. This book was released on with total page 10 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation, Credit, and Rural Development
Publisher :
ISBN 13 :
Total Pages : 638 pages
Book Rating : 4.70/5 ( download)

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Download or read book Commodity Futures Improvements Act of 1989 written by United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation, Credit, and Rural Development and published by . This book was released on 1990 with total page 638 pages. Available in PDF, EPUB and Kindle. Book excerpt: