The Regulation Of Securities Markets In China

Author : Weiping He
Publisher : Springer
ISBN 13 : 1137567422
Total Pages : 290 pages
Book Rating : 4.20/5 ( download)

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Download or read book The Regulation of Securities Markets in China written by Weiping He and published by Springer. This book was released on 2018-02-12 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book offers an in-depth analysis of China’s contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large. This book describes the workings of national and sub-national securities markets, and such a comprehensive approach gives insight into the ability of state regulation to guide a financial system. This book also provides a unique practical perspective, explaining of the dynamics of regulation in relation to the operation of the Chinese political system. Finally, it incorporates original empirical studies, including semi-structured interviews of professionals and a survey of retail investors. This book is an unparalleled resource for anyone interested in the regulation of securities markets, as well as finance in China in general.

Author : Hui Huang
Publisher : Kluwer Law International B.V.
ISBN 13 : 9041125574
Total Pages : 382 pages
Book Rating : 4.76/5 ( download)

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Download or read book International Securities Markets written by Hui Huang and published by Kluwer Law International B.V.. This book was released on 2006-01-01 with total page 382 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book offers the first detailed analysis of Chinaand’s insider trading law, explaining what constitutes insider trading in China and what the consequences of unlawful insider trading might be there. More importantly, it suggests ways in which the law might more effectively prevent the occurrence of insider trading in the first place. Among the elements of the legal framework addressed by the author are the following: and• Who benefits from insider trading and• The issue of when information becomes public and• A comparative law treatment of the underlying theories of insider trading liability and• Private civil liability and• Damage caps and• Measures of recovery The authorand’s approach focuses on Chinaand’s readiness to adopt foreign ideas without adequately assimilating them into the local context. In this connection, he sets out valuable reform proposals, using authority from field interviews with Chinese stakeholders as well as from comparative case law.

Author : Sanzhu Zhu
Publisher : Brill Nijhoff
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.89/5 ( download)

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Download or read book Securities Regulation in China written by Sanzhu Zhu and published by Brill Nijhoff. This book was released on 2000 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: A co-publication with Simmonds and Hill In this important study, Dr. Zhu Sanzhu offers a thorough account of the tortuous passage of China from an experimental securities market, subject to regional and local or ministerial regulation, to a full-fledged national securities law. China has conducted its securities experiments within a limited private and quasi-private sector, not linking them, as has been true in Central and Eastern Europe, to the rapid privatisation of the instruments and means of production. The capital markets in China are, for certain actors in the economy, a test of economic performance, economic efficiency, and public confidence. Dr Zhu also provides a translation of the Securities Law of the People's Republic of China along with a glossary of Chinese terms. This volume is an essential resource for all those engaging in business with China or studying the integration of the Chinese economy into the world community. Published under the Transnational Publishers imprint.

Author : Yuwa Wei
Publisher : Routledge
ISBN 13 : 1317058119
Total Pages : 310 pages
Book Rating : 4.13/5 ( download)

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Download or read book Securities Markets and Corporate Governance written by Yuwa Wei and published by Routledge. This book was released on 2016-04-01 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores the rationalities and functions of securities markets and takeover activities. Focusing on the Chinese experience of utilizing the securities market as an effective mechanism of corporate control, this volume analyses the future development of China's financial market in the era of economic globalization. Providing an overview of the historical development of the securities market and a literature review of the economic functions of stock markets, Securities Markets and Corporate Governance also examines the legal regimes governing securities markets and takeovers in some leading corporate economies including the US, Germany, Japan and the UK. This volume then focuses on the Chinese experience, proposing a model which balances internal corporate governance and external market control for China.

Author : Jing Bian
Publisher : Routledge
ISBN 13 : 1317818776
Total Pages : 284 pages
Book Rating : 4.79/5 ( download)

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Download or read book China's Securities Market written by Jing Bian and published by Routledge. This book was released on 2014-02-03 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides an analysis of the development of the Chinese securities market, with special reference to the information disclosure regimes in Mainland China, the UK, and Hong Kong. It examines the listed companies, stock exchanges, securities companies, financial intermediaries, financial regulators and investor protection of the system in China, the UK and Hong Kong. The book looks at the role and functions of the securities regulatory commission, and highlights the details and insights that generally reveal the past and current status of the information disclosure regime in the Chinese securities market. By identifying problems and their reasons, the book forms an approach to further develop securities regulation.

Author : Salih N. Neftci
Publisher : Elsevier
ISBN 13 : 0120885808
Total Pages : 505 pages
Book Rating : 4.00/5 ( download)

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Download or read book China's Financial Markets written by Salih N. Neftci and published by Elsevier. This book was released on 2007 with total page 505 pages. Available in PDF, EPUB and Kindle. Book excerpt: Publisher description

Author : Yuwa Wei
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.31/5 ( download)

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Download or read book The Development of the Securities Market and Regulation in China written by Yuwa Wei and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since China's economic reforms, securities activities have reappeared in China. In 1986, John Phelan, Chairman of the Board of the New York Stock Exchange (NYSE), presented the emblem of the NYSE as a gift to the then President of China, Deng Xiaoping. In return, the President of the Bank of China gave Mr. Phelan the first green-colored stock certificate in the history of the People's Republic of China, the stock of the Shanghai Feile Acoustics Company. In fact, the stock of the Shanghai Feile Acoustics Company was first issued in 1984. Excited, Mr. Phelan requested a visit to the first stock exchange in China. Mr. Phelan had a positive first impression of the Shanghai Jingan Stock Exchange, a room of about eleven square meters located in a building on Nanjing Xilu Road in Shanghai. Mr. Phelan commented that the Shanghai Jingan, in its nascency, was superior to the NYSE due to the fact that the initial transactions of the NYSE were completed under a tree. Since Mr. Phelan's first visit, China has not only established two national stock exchanges, but the trading value of the stock exchanges accounts for fifty percent of China's GDP. As a result of China's entry into the WTO, its securities market has opened further to foreign investors. China's securities market has caught worldwide attention. This Article investigates the role of the securities market in relation to corporate governance, and examines how the Chinese utilize the monitoring functions of the securities market to upgrade their corporate governance systems. This Article also explores other influential securities markets, and provides a comparative discussion on the securities regulations and practice in these systems.

Author : Francis Lees
Publisher : Praeger
ISBN 13 :
Total Pages : 216 pages
Book Rating : 4.05/5 ( download)

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Download or read book Foreign Participation in China's Banking and Securities Markets written by Francis Lees and published by Praeger. This book was released on 1996-01-19 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors consider the opportunities for foreign participants in the rapidly evolving People's Republic of China across all sectors of economic activity: banking, securities markets, infrastructure, and business investment. In each case, government regulation, legal structure, market organization, and recent trends are analyzed. Consideration is given to central government strategies to modify policies to achieve particular goals. The foreign participant must be aware of these policy changes and the strategies that guide them. Special attention is given to the foreign exchange system as it affects the foreign participant, and the several reforms undertaken in the foreign exchange sector.

Author : Wenming Xu
Publisher : Springer Nature
ISBN 13 : 9811909040
Total Pages : 157 pages
Book Rating : 4.47/5 ( download)

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Download or read book The Enforcement of Securities Law in China written by Wenming Xu and published by Springer Nature. This book was released on 2022-03-14 with total page 157 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.

Author : Mei Xia
Publisher : Praeger
ISBN 13 :
Total Pages : 208 pages
Book Rating : 4.38/5 ( download)

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Download or read book The Re-Emerging Securities Market in China written by Mei Xia and published by Praeger. This book was released on 1992-09-30 with total page 208 pages. Available in PDF, EPUB and Kindle. Book excerpt: This unique book examines the re-emergence of a securities market in the People's Republic of China, providing a comprehensive analysis of the market forces that are transforming China's centrally planned economy. The authors provide answers to the key issues such as: Why did a securities market develop in China? How do market practices compare with those in other countries? What are the major difficulties encountered in the development process of the securities market, and what growth potential does the Chinese securities market have? Based on Dr. Xia's comprehensive survey of officials at Chinese securities issuing companies, government policy agencies, and stock exchange centers, the authors offer a comprehensive report on the investment climate in China and its future. After reviewing briefly the emerging securities markets of other developing countries and the impact of the international debt crisis, the authors examine the economic reforms in China and their impact on China's business climate. An in-depth discussion of financial sector developments, the regulatory framework and scope of the securities market, and a profile of market participants precedes a comprehensive examination of the type and nature of bond and stock issuing activities. The operations of securities trading centers, including secondary markets and, in particular, the Shanghai Exchange, is explained in detail with the conclusion offering unique insights into the development prospects of these markets. Essential to all investors in China, this book is also an important source of information for academics, researchers, and business executives.