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Author : Mometrix Media Llc
Publisher :
ISBN 13 : 9781610728621
Total Pages : 0 pages
Book Rating : 4.29/5 ( download)
Download or read book Series 65 Exam Flashcard Study System written by Mometrix Media Llc and published by . This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Series 65 Exam Secrets Test Prep
Publisher :
ISBN 13 : 9781610728614
Total Pages : 0 pages
Book Rating : 4.10/5 ( download)
Download or read book Series 65 Exam Secrets Study Guide written by Series 65 Exam Secrets Test Prep and published by . This book was released on 2018-04-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: ***Includes Practice Test Questions*** Series 65 Exam Secrets helps you ace the Uniform Investment Adviser Law Examination, without weeks and months of endless studying. Our comprehensive Series 65 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 65 Exam Secrets includes: The 5 Secret Keys to Series 65 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Investment Advisers Act of 1940, Types of Investment Companies, Money Laundering, Gramm-Leach-Bliley and Privacy Act, Uniform Securities Act (USA), Broker/Dealer, Agent, Investment Adviser, Nonsecurity Investments vs. Securities Investments, Fraud and Unethical Behavior, Market Manipulation, Investment Advisory Contracts, Powers of the Administrator, Common Stock and Preferred Stock, Proxy Voting, Limited Liability, American Depository Receipts (ADRS), Real Estate Investment Trusts (REITS), Debt Securities, Equipment Trust Certificates, Guaranteed Bonds, US Treasury Bills, Treasury Notes and US Treasury bonds, Treasury Inflation Protection Securities (TIPS), Bonds, Letter of Intent, Investment Company Act of 1940, Funds, and much more...
Author : Series 65 Exam Secrets Test Prep Team
Publisher : Mometrix Media Llc
ISBN 13 : 9781630946098
Total Pages : 60 pages
Book Rating : 4.95/5 ( download)
Download or read book Series 65 Exam Practice Questions written by Series 65 Exam Secrets Test Prep Team and published by Mometrix Media Llc. This book was released on 2014-08-22 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt: Series 65 Exam Practice Questions are the simplest way to prepare for the Uniform Investment Adviser Law Examination. Practice is an essential part of preparing for a test and improving a test taker's chance of success. the best way to practice taking a test is by going through lots of practice test questions. Our Series 65 Exam Practice Questions give you the opportunity to test your knowledge on a set of questions. You can know everything that is going to be covered on the test and it will not do you any good on test day if you have not had a chance to practice. Repetition is a key to success and using practice test questions allows you to reinforce your strengths and improve your weaknesses. Detailed answer explanations are also included for each question. It may sound obvious, but you have to know which questions you missed (and more importantly why you missed them) to be able to avoid making the same mistakes again when you take the real test. That's why our Series 65 Exam Practice Questions include answer keys with detailed answer explanations. These in-depth answer explanations will allow you to better understand any questions that were difficult for you or that you needed more help to understand.
Author : Series 9 and 10 Exam Secrets Test Prep
Publisher : Mometrix Media LLC
ISBN 13 : 9781610728706
Total Pages : 0 pages
Book Rating : 4.0X/5 ( download)
Download or read book Series 9/10 Exam Secrets Study Guide written by Series 9 and 10 Exam Secrets Test Prep and published by Mometrix Media LLC. This book was released on 2018-04-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: ***Includes Practice Test Questions*** Series 9/10 Exam Secrets helps you ace the General Securities Sales Supervisor Qualification Exam, without weeks and months of endless studying. Our comprehensive Series 9/10 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 9/10 Exam Secrets includes: The 5 Secret Keys to Series 9/10 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; Comprehensive sections including: Contracts, Government and Corporate Bonds, Mutual Funds, Conventional IRAs and Roth IRAs, Municipal Fund Securities, ERISA (Employee Retirement Income Security Act), Municipal Securities Rulemaking Board (MSRB), Breakeven Price, Short Call Strategy, Losses, Straddles and Combinations, Spreads, Short Put Spread, Credit Spreads, Equity Registered Options Principal (EROP), Debt Registered Options Principal (DROP), Foreign Currency Registered Options Principal (FCROP), Maximum Potential Gain, Ratio Spreads, Synthetic Long Call, Options Clearing Corporation, OCC Rules, Position Limits, Long-term Equity AnticiPation (LEAP), Market Index, Dow Jones Industrial Average, S&P 100 (OEX), Index Options, Major Market Index (XMI), Value Line Contract (VLE), and much more...
Author : Robert Mark Walker
Publisher : First Books
ISBN 13 : 0912301694
Total Pages : 363 pages
Book Rating : 4.93/5 ( download)
Download or read book Pass the 6 written by Robert Mark Walker and published by First Books. This book was released on 2006 with total page 363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 6, 63, 65/66, and 7 exams, has written this book for those who are about to brave the Series 6 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 6 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. Pass the 6 includes two complete 100-question practice finals, a handy glossary, a final checklist/studysheet, and even a bonus section on trusts, estates, and gifts, along with its own set of questions. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, and other helpful information. Once you've finished this book, you will be able to take the test with confidence!
Author : Bob Eder
Publisher :
ISBN 13 : 9781470126018
Total Pages : 618 pages
Book Rating : 4.1X/5 ( download)
Download or read book Study for the Series 65 Exam written by Bob Eder and published by . This book was released on 2015-07-22 with total page 618 pages. Available in PDF, EPUB and Kindle. Book excerpt: Bob Eder has thoroughly revised Study for the Series 65 Exam to reflect the new additions to the syllabus for the Series 65 test, effective July 1, 2016. New topics include alternative investments, asset-back securities, inverse and leveraged funds, "soft dollars," standard deviation calculations, rules on political contributions, and much more. Study for the Series 65 Exam is a study guide for those persons who plan to take the Series 65 exam, necessary to become registered as investment adviser representatives. Passing the exam is necessary for those who wish to take compensation for giving investment advice. Study for the Series 65 Exam includes both applicable rules and practice questions designed to test the reader's comprehension.What makes this book special is the insertion of practice questions throughout the text. Each question challenges the reader, and asks him/her to make an immediate decision on what was just read. Every question comes with an immediate answer and clear explanation of why the answer is correct or incorrect. The presence of the practice questions and immediate feedback embedded throughout Study for the Series 65 Exam gives the reader an important edge in comprehension and retention.
Author : Coventry House Publishing
Publisher : Coventry House Publishing
ISBN 13 :
Total Pages : 351 pages
Book Rating : 4./5 ( download)
Download or read book Series 65 Exam Practice Question Workbook written by Coventry House Publishing and published by Coventry House Publishing. This book was released on 2024-07-19 with total page 351 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Series 65 Exam Practice Question Workbook provides over 700 comprehensive practice questions to prepare for the demanding three-hour Uniform Investment Adviser Law Examination (Series 65). Master exam topics with intensive practice in the areas you'll find on the test. All questions are test-level difficulty and focused solely on helping you pass. Whether you’re challenging the exam for the first time or trying again after an unsuccessful attempt, you will learn the critical skills needed to master the exam. Included are six full-length 130-question exams covering the following topics: • Economic Factors & Business Information • Investment Vehicle Characteristics • Client Investment Recommendations & Strategies • Laws, Regulations, & Guidelines
Author : Series 66 Exam Secrets Test Prep
Publisher :
ISBN 13 : 9781610728638
Total Pages : 0 pages
Book Rating : 4.37/5 ( download)
Download or read book Series 66 Exam Secrets Study Guide written by Series 66 Exam Secrets Test Prep and published by . This book was released on 2018-04-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: ***Includes Practice Test Questions*** Series 66 Exam Secrets helps you ace the Uniform Combined State Law Exam, without weeks and months of endless studying. Our comprehensive Series 66 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 66 Exam Secrets includes: The 5 Secret Keys to Series 66 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Evaluating Investments, Ratios, Averages, Types of Return, Four Types of Income Tax, Analyzing Financial Profiles, Partnerships, Securities, Four Types of Preferred Stock, Focused and External Funds, Real and Expected Returns, Revocable and Irrevocable Trusts, Annuities, Class A, B, and C Mutual Funds, Treasury and Municipal Bonds, Investment Goals, Retirement Plan Issues, Traditional and Roth IRA's, Understanding and Managing Risk, Types of Loss, Non-Qualified Retirement Plan, Stock Investment Strategies, Portfolio Management, Mixed and Managed Accounts, Types of Financing, Capital Gain, Appreciation, and Loss, Asset Allocation, Types of Loans, NSMIA, Registration, Qualification and Submission Requirements, and much more...
Author : Series 7 Exam Prep Review Team
Publisher : Test Prep Books
ISBN 13 : 9781628454871
Total Pages : 200 pages
Book Rating : 4.73/5 ( download)
Download or read book Series 7 Study Guide written by Series 7 Exam Prep Review Team and published by Test Prep Books. This book was released on 2017-11-07 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt: Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes: -Quick Overview -Test-Taking Strategies -Introduction to the Series 7 Exam -Regulatory Requirements -Knowledge of Investor Profile -Opening and Maintaining Customer Accounts -Business Conduct Knowledge & Suitable Recommendations -Orders and Transactions in Customer Accounts -Professional Conduct and Ethical Considerations -Primary Marketplace -Secondary Marketplace -Principal Factors Affecting Securities, Markets, and Prices -Analysis of Securities and Markets -Equity Securities -Debt Securities -Packaged Securities and Managed Investments -Options -Retirement Plans -Custodial, Edcation, and Health Savings -Practice Questions -Detailed Answer Explanations Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 exam. The practice test questions are each followed by detailed answer explanations. If you miss a question, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test-taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 exam should take advantage of the review material, practice test questions, and test-taking strategies contained in this study guide.
Author : Series 24 Exam Secrets Test Prep
Publisher :
ISBN 13 : 9781610728508
Total Pages : 0 pages
Book Rating : 4.05/5 ( download)
Download or read book Series 24 Exam Secrets Study Guide written by Series 24 Exam Secrets Test Prep and published by . This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Series 66 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the Uniform Combined State Law Exam. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. Series 66 Exam Flashcard Study System covers: Evaluating Investments, Ratios, Averages, Types of Return, Four Types of Income Tax, Analyzing Financial Profiles, Partnerships, Securities, Four Types of Preferred Stock, Focused and External Funds, Real and Expected Returns, Revocable and Irrevocable Trusts, Annuities, Class A, B, and C Mutual Funds, Treasury and Municipal Bonds, Investment Goals, Retirement Plan Issues, Traditional and Roth IRA's, Understanding and Managing Risk, Types of Loss, Non-Qualified Retirement Plan, Stock Investment Strategies, Portfolio Management, Mixed and Managed Accounts, Types of Financing, Capital Gain, Appreciation, and Loss, Asset Allocation, Types of Loans, NSMIA, Registration, Qualification and Submission Requirements, Securities Exempt from Registration, Regulation of Securities, Roles of the Investment Advisor Representative, Administrative Procedures, Powers of Investigation and Subpoena, Disclosure, Investment Advisor Contracts, SEC Rules and Conditions, Options, Advertising, Solicitation, Compensation, Custody of Client Funds, Suitability of Investments, Investment Concepts, Rates and Orders, Primary and Secondary Offerings, Brokerage, Block, and Trade Houses, Mutual Funds, Lots and Spreads, and much more...
