Securities Activities Of Banks

Author : Melanie L. Fein
Publisher : Wolters Kluwer
ISBN 13 : 1454801247
Total Pages : 1662 pages
Book Rating : 4.45/5 ( download)

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Download or read book Securities Activities of Banks written by Melanie L. Fein and published by Wolters Kluwer. This book was released on 2011-12-20 with total page 1662 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.

Author : Melanie L. Fein
Publisher : Aspen Publishers
ISBN 13 : 9780735518605
Total Pages : 1302 pages
Book Rating : 4.02/5 ( download)

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Download or read book Securities Activities of Banks written by Melanie L. Fein and published by Aspen Publishers. This book was released on 2001 with total page 1302 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 And The Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Third Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.

Author : Melanie L. Fein
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 1196 pages
Book Rating : 4.41/5 ( download)

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Download or read book Securities Activities of Banks written by Melanie L. Fein and published by Aspen Publishers. This book was released on 1998 with total page 1196 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. SECURITIES ACTIVITIES OF BANKS, Second Edition provides: In-depth discussions of the securities activities now permissible for banks and bank holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, joint activities with securities firms, fiduciary activities, and more.

Author : United States. Department of the Treasury
Publisher :
ISBN 13 :
Total Pages : 136 pages
Book Rating : 4.36/5 ( download)

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Download or read book Public Policy Aspects of Bank Securities Activities written by United States. Department of the Treasury and published by . This book was released on 1975 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
ISBN 13 :
Total Pages : 472 pages
Book Rating : 4.63/5 ( download)

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Download or read book Securities Activities of Commercial Banks written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1976 with total page 472 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Arnold W. Sametz
Publisher : Free Press
ISBN 13 :
Total Pages : 216 pages
Book Rating : 4.66/5 ( download)

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Download or read book Securities Activities of Commercial Banks written by Arnold W. Sametz and published by Free Press. This book was released on 1981 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 630 pages
Book Rating : 4.05/5 ( download)

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Download or read book Reports on Banks Securities Activities of the Securities and Exchange Commission Pursuant to Section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29). written by United States. Securities and Exchange Commission and published by . This book was released on 1977 with total page 630 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
ISBN 13 :
Total Pages : 616 pages
Book Rating : 4.17/5 ( download)

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Download or read book Securities Activities of Depository Institutions written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1982 with total page 616 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 152 pages
Book Rating : 4.49/5 ( download)

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Download or read book Bank Powers written by United States. General Accounting Office and published by . This book was released on 1990 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations
Publisher :
ISBN 13 :
Total Pages : 612 pages
Book Rating : 4.54/5 ( download)

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Download or read book GAO Report written by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations and published by . This book was released on 1990 with total page 612 pages. Available in PDF, EPUB and Kindle. Book excerpt: