Sec Oversight Of The Edgar System

Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher :
ISBN 13 :
Total Pages : 364 pages
Book Rating : 4.68/5 ( download)

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Download or read book SEC, Oversight of the EDGAR System written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations and published by . This book was released on 1985 with total page 364 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 16 pages
Book Rating : 4.09/5 ( download)

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Download or read book Securities and Exchange Commission written by United States. General Accounting Office and published by . This book was released on 1992 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher :
ISBN 13 :
Total Pages : 364 pages
Book Rating : 4.87/5 ( download)

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Download or read book SEC, Oversight of the EDGAR System written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations and published by . This book was released on 1985 with total page 364 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : National Science Foundation (U.S.)
Publisher :
ISBN 13 :
Total Pages : 314 pages
Book Rating : 4.17/5 ( download)

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Download or read book Performance and Accountability Report written by National Science Foundation (U.S.) and published by . This book was released on 2004 with total page 314 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 84 pages
Book Rating : 4.18/5 ( download)

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Download or read book ADP Acquisitions written by United States. General Accounting Office and published by . This book was released on 1986 with total page 84 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author :
Publisher :
ISBN 13 :
Total Pages : 182 pages
Book Rating : 4.89/5 ( download)

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Download or read book Official List of Section 13(f) Securities written by and published by . This book was released on 1981 with total page 182 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission. Division of Enforcement
Publisher :
ISBN 13 :
Total Pages : 144 pages
Book Rating : 4.78/5 ( download)

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Download or read book Enforcement Manual written by United States. Securities and Exchange Commission. Division of Enforcement and published by . This book was released on 2008 with total page 144 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : H. David Kotz
Publisher : DIANE Publishing
ISBN 13 : 1437921868
Total Pages : 477 pages
Book Rating : 4.61/5 ( download)

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Download or read book Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme written by H. David Kotz and published by DIANE Publishing. This book was released on 2010-03 with total page 477 pages. Available in PDF, EPUB and Kindle. Book excerpt: Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 2616 pages
Book Rating : 4.20/5 ( download)

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Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 1992 with total page 2616 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Steven Mark Levy
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 840 pages
Book Rating : 4.73/5 ( download)

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Download or read book Regulation of Securities written by Steven Mark Levy and published by Aspen Publishers. This book was released on 2001 with total page 840 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Securities: SEC Compliance and Practice, 2003 Edition is a comprehensive guide to understanding and complying with the day-to-day requirements of the federal securities laws. Using a question and answer format similar to that which the SEC has embraced, this guide provides public corporations, lawyers, and accountants, As well as company officers, directors, and large shareholders with straightforward answers To The most frequently asked questions on securities regulation, and convenient access To The relevant rules, procedures, caselaw, and forms. The 2003 Edition significantly expands and updates the previous Edition and includes chapters on: Introduction to securities regulation, including the modernized EDGAR system Periodic reporting under sections 13(a) and 15 (d) Reporting of beneficial ownership under sections 13(d) and 13(g) Insider reporting under section 16(a) Short-swing trading and exemptions under section 16(b) Tender offer disclosure requirements Proxy solicitations under section 14(a) Securities fraud under Rule 10b-5 Use of electronic media Selling restricted and control securities under Rule 144 Private resales to institutional investors under Rule 144A Going private transactions under Rule 13e-3 and a special supplement on Sarbanes-Oxley and related developments!