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Author :
Publisher :
ISBN 13 :
Total Pages : 722 pages
Book Rating : 4.28/5 ( download)
Download or read book Resales of Restricted Securities written by and published by . This book was released on 2008 with total page 722 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : J. William Hicks
Publisher :
ISBN 13 : 9780314821157
Total Pages : pages
Book Rating : 4.55/5 ( download)
Download or read book Resales of Restricted Securities written by J. William Hicks and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : William J. Hicks
Publisher :
ISBN 13 : 9780836611151
Total Pages : 701 pages
Book Rating : 4.52/5 ( download)
Download or read book Resales of Restricted Securities written by William J. Hicks and published by . This book was released on 1997 with total page 701 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Tanney Edward Oberg
Publisher :
ISBN 13 :
Total Pages : 100 pages
Book Rating : 4.00/5 ( download)
Download or read book Resale of Restricted Securities written by Tanney Edward Oberg and published by . This book was released on 1972 with total page 100 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : J. William Hicks
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.63/5 ( download)
Download or read book Resales of Restricted Securities written by J. William Hicks and published by . This book was released on 19?? with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marvin E. Pollock
Publisher : BNA Books (Bureau of National Affairs)
ISBN 13 : 9781558711938
Total Pages : pages
Book Rating : 4.37/5 ( download)
Download or read book Resales of Restricted Securities Under SEC Rules 144 and 144A written by Marvin E. Pollock and published by BNA Books (Bureau of National Affairs). This book was released on 1990-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Stuart Charles Goldberg
Publisher :
ISBN 13 :
Total Pages : 696 pages
Book Rating : 4.53/5 ( download)
Download or read book Private Placements and Restricted Securities written by Stuart Charles Goldberg and published by . This book was released on 1982 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Larry D. Soderquist
Publisher : West Publishing Company
ISBN 13 :
Total Pages : 216 pages
Book Rating : 4.85/5 ( download)
Download or read book Securities Law written by Larry D. Soderquist and published by West Publishing Company. This book was released on 1998 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.
Author :
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ISBN 13 :
Total Pages : 704 pages
Book Rating : 4.00/5 ( download)
Download or read book Resales of Restricted Securities written by and published by . This book was released on 2007 with total page 704 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Steven Mark Levy
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 840 pages
Book Rating : 4.73/5 ( download)
Download or read book Regulation of Securities written by Steven Mark Levy and published by Aspen Publishers. This book was released on 2001 with total page 840 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Securities: SEC Compliance and Practice, 2003 Edition is a comprehensive guide to understanding and complying with the day-to-day requirements of the federal securities laws. Using a question and answer format similar to that which the SEC has embraced, this guide provides public corporations, lawyers, and accountants, As well as company officers, directors, and large shareholders with straightforward answers To The most frequently asked questions on securities regulation, and convenient access To The relevant rules, procedures, caselaw, and forms. The 2003 Edition significantly expands and updates the previous Edition and includes chapters on: Introduction to securities regulation, including the modernized EDGAR system Periodic reporting under sections 13(a) and 15 (d) Reporting of beneficial ownership under sections 13(d) and 13(g) Insider reporting under section 16(a) Short-swing trading and exemptions under section 16(b) Tender offer disclosure requirements Proxy solicitations under section 14(a) Securities fraud under Rule 10b-5 Use of electronic media Selling restricted and control securities under Rule 144 Private resales to institutional investors under Rule 144A Going private transactions under Rule 13e-3 and a special supplement on Sarbanes-Oxley and related developments!
