Regulation Of Investment Companies

Author : Susan A. Johnston
Publisher : Warren Gorham & Lamont
ISBN 13 : 9780791337639
Total Pages : pages
Book Rating : 4.34/5 ( download)

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Download or read book Taxation of Regulated Investment Companies and Their Shareholders written by Susan A. Johnston and published by Warren Gorham & Lamont. This book was released on 1999-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Tamar Frankel
Publisher : Wolters Kluwer
ISBN 13 : 145487063X
Total Pages : 4826 pages
Book Rating : 4.30/5 ( download)

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Download or read book Regulation of Money Managers written by Tamar Frankel and published by Wolters Kluwer. This book was released on 2015-09-16 with total page 4826 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.

Author : Thomas P. Lemke
Publisher :
ISBN 13 : 9780820520056
Total Pages : pages
Book Rating : 4.55/5 ( download)

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Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on 1997-03-06 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher :
ISBN 13 :
Total Pages : 586 pages
Book Rating : 4.75/5 ( download)

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Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher : Securities and Exchange Commission
ISBN 13 :
Total Pages : 580 pages
Book Rating : 4.05/5 ( download)

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Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Joseph A. Franco
Publisher :
ISBN 13 : 9781611637175
Total Pages : 684 pages
Book Rating : 4.71/5 ( download)

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Download or read book Investment Management Regulation written by Joseph A. Franco and published by . This book was released on 2019-03-13 with total page 684 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 56 pages
Book Rating : 4.XZ/5 ( download)

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Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Thomas P. Lemke
Publisher :
ISBN 13 : 9781579115722
Total Pages : pages
Book Rating : 4.21/5 ( download)

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Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 974 pages
Book Rating : 4.88/5 ( download)

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Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Tamar Frankel
Publisher :
ISBN 13 : 9781888215601
Total Pages : 590 pages
Book Rating : 4.07/5 ( download)

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Download or read book Investment Management Regulation, Fifth Edition written by Tamar Frankel and published by . This book was released on 2015-09 with total page 590 pages. Available in PDF, EPUB and Kindle. Book excerpt: Investment companies and investment advisory servcies have become a significant part of the financial system. They host and manage most of the retirement assets in this country and have spread their services abroad as well. This case book is designed to prepare students to practice in this area, including sensitizing students to the possible changes in money management and the legal adjustments to these changes. This book deals with the laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios) and dissolution. In particular, this case book focuses on new structures that have evolved in this area, such as ETFs and money market funds. The purpose of this book is to prepare students, and lawyers who are not familiar with the subject area, to provide effective advice. In addition, it focuses on practicing in this area before the Securities and Exchange Commission.