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Author : American Bankers Association
Publisher :
ISBN 13 : 9780899826288
Total Pages : 872 pages
Book Rating : 4.88/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2009 with total page 872 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kathlyn Farrell
Publisher :
ISBN 13 : 9780899825861
Total Pages : 680 pages
Book Rating : 4.69/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn Farrell and published by . This book was released on 2006-07 with total page 680 pages. Available in PDF, EPUB and Kindle. Book excerpt: Developed as an extended outline, the Reference guide to Regulatory Compliance covers federal regulations, consumer legislation - and all the rules bankers and those serving the banking industry i the United States need to know to meet all the demands of today's compliance functions: Deposits, Lending, Bank Secrecy Act/Anti-Money Laundering, Bank Operations, Community Reinvestment Act/Home Mortgage Disclosure Act, Privacy, Securities, Insurance, and Other Financial Services, and much more. The Guide also includes pertinent regulatory citations, suggestions on setting up a compliance program, and self-study/review questions and answers .
Author :
Publisher :
ISBN 13 :
Total Pages : 518 pages
Book Rating : 4.14/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by and published by . This book was released on 1996 with total page 518 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kathlyn L. Farrell
Publisher :
ISBN 13 :
Total Pages : 450 pages
Book Rating : 4.15/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn L. Farrell and published by . This book was released on 1994 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899821191
Total Pages : 600 pages
Book Rating : 4.97/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2001-09-01 with total page 600 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kathlyn Farrell
Publisher :
ISBN 13 : 9780899824833
Total Pages : 535 pages
Book Rating : 4.38/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn Farrell and published by . This book was released on 2002-01-01 with total page 535 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899826431
Total Pages : 872 pages
Book Rating : 4.31/5 ( download)
Download or read book Referernce Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2010-07 with total page 872 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899826011
Total Pages : 790 pages
Book Rating : 4.16/5 ( download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2007-07-01 with total page 790 pages. Available in PDF, EPUB and Kindle. Book excerpt: Text outlines banking regulations and includes questions with answers. Used by bank compliance officers and line managers. Used also for those preparing for certification in the banking compliance field. Updated annually
Author : Dominic Suszek
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781535468220
Total Pages : 108 pages
Book Rating : 4.2X/5 ( download)
Download or read book Us Banking Compliance Handbook written by Dominic Suszek and published by Createspace Independent Publishing Platform. This book was released on 2016-07-24 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial institutions are under mounting pressure to remain compliant with increasingly strict anti-money laundering and counter terrorism financing regulations. Legislation like the Bank Secrecy Act in the U.S., along with many other statutes worldwide, compel organizations to perform more rigorous due diligence when on-boarding new clients and have a thorough understanding of every customer relationship. This Handbook covers all the necessities of banking compliance while keeping the information concise and straightforward. Topics covered include:* The hurdles organizations are facing due to weak client data, leading to significant regulatory penalties and requirements to increase staff.* Importance of comprehensive client profiles and having effective systems in place to capture new client information. * Necessity of ensuring transaction activity is consistent with client suitability profiles and having processes in place to detect when it is not.* The penalties and costs of failure to implement an effective compliance program.The author, Dominic Suszek, is the founder and CEO of Global RADAR(r). With more than 25 years of hands-on experience in the evolving global regulatory landscape in the financial services sector, Mr. Suszek has gained invaluable knowledge of a complex and ever-changing industry that has merged technology, compliance and operations. As a senior executive involved in all aspects of operations, technology and regulatory compliance, with particular emphasis on cost reduction, and enhanced compliance through better data management and simplified processes, he has acquired extensive knowledge of business requirements and regulatory expectations from supervisory agencies worldwide.
Author : Robert E. Braun
Publisher : Thomson Financial
ISBN 13 : 9781558271593
Total Pages : pages
Book Rating : 4.97/5 ( download)
Download or read book Data Management written by Robert E. Braun and published by Thomson Financial. This book was released on 1998 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
