Investment Company Act Of 1940 Summer 2019 Edition

Author : Investment Lawyer's Reference Guide
Publisher :
ISBN 13 : 9781080257096
Total Pages : 120 pages
Book Rating : 4.98/5 ( download)

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Download or read book Investment Company Act of 1940 (Summer 2019 Edition) written by Investment Lawyer's Reference Guide and published by . This book was released on 2019-07-14 with total page 120 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book reproduces in a convenient, slim volume the text of the Investment Company Act of 1940, as amended through June 12, 2019, as maintained by the Office of Legislative Counsel of the US Congress. This is an unofficial publication and is neither authorized nor endorsed by the United States Congress or any governmental body.

Author : Investment Lawyer's Reference Guide
Publisher :
ISBN 13 : 9781079385441
Total Pages : 46 pages
Book Rating : 4.44/5 ( download)

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Download or read book Investment Advisers Act of 1940 (Summer 2019 Edition) written by Investment Lawyer's Reference Guide and published by . This book was released on 2019-07-12 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book reproduces in a convenient, slim volume the text of the Investment Advisers Act of 1940, as amended through June 12, 2019, as maintained by the Office of Legislative Counsel of the United States Congress. This is an unofficial publication and is neither authorized nor endorsed by the United States Congress or any governmental body.

Author : Investment Lawyer's Reference Guide
Publisher :
ISBN 13 : 9781080060375
Total Pages : 600 pages
Book Rating : 4.75/5 ( download)

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Download or read book Key Federal Securities Statutes (Summer 2019 Edition) written by Investment Lawyer's Reference Guide and published by . This book was released on 2019-07-12 with total page 600 pages. Available in PDF, EPUB and Kindle. Book excerpt: In one convenient volume, this book provides reproductions of the text of the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, and Investment Advisers Act of 1940. It reflects the current versions of these laws through June 12, 2019, as updated by the Office of the Legislative Counsel of the United States Congress. This is an unofficial publication and is neither authorized nor endorsed by the United States Congress or any governmental body.

Author : Investment Lawyer's Reference Guide
Publisher :
ISBN 13 : 9781080240524
Total Pages : 372 pages
Book Rating : 4.27/5 ( download)

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Download or read book Securities Exchange Act of 1934 (Summer 2019 Edition) written by Investment Lawyer's Reference Guide and published by . This book was released on 2019-07-13 with total page 372 pages. Available in PDF, EPUB and Kindle. Book excerpt: This edition reproduces the text of the Securities Exchange Act of 1934 in a single, convenient volume that can easily fit on your shelf or in your briefcase. This edition is current through June 12, 2019, as maintained by the Office of Legislative Counsel of the United States Congress. This is an unofficial publication and is neither authorized nor endorsed by the United States Congress or any governmental body.

Author : United States
Publisher :
ISBN 13 :
Total Pages : 112 pages
Book Rating : 4.32/5 ( download)

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Download or read book Investment Company Act of 1940, as Amended written by United States and published by . This book was released on 1977 with total page 112 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 76 pages
Book Rating : 4.36/5 ( download)

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Download or read book General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Robert H. Rosenblum
Publisher : American Bar Association
ISBN 13 : 9781590310458
Total Pages : 980 pages
Book Rating : 4.54/5 ( download)

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Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by American Bar Association. This book was released on 2003 with total page 980 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Robert H. Rosenblum
Publisher : Aspen Publishers
ISBN 13 : 9781567064667
Total Pages : 1100 pages
Book Rating : 4.63/5 ( download)

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Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by Aspen Publishers. This book was released on 1997 with total page 1100 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.

Author : Jeffrey J. Haas
Publisher : West Academic Publishing
ISBN 13 : 9780314172655
Total Pages : 0 pages
Book Rating : 4.53/5 ( download)

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Download or read book Investment Adviser Regulation in a Nutshell written by Jeffrey J. Haas and published by West Academic Publishing. This book was released on 2008 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Softbound - New, softbound print book.

Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.63/5 ( download)

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Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt: