Insider Dealing

Author : Mr Paul Barnes
Publisher : Gower Publishing, Ltd.
ISBN 13 : 1409458709
Total Pages : 228 pages
Book Rating : 4.08/5 ( download)

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Download or read book Stock Market Efficiency, Insider Dealing and Market Abuse written by Mr Paul Barnes and published by Gower Publishing, Ltd.. This book was released on 2012-09-28 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: The recent turbulence in the stock market has brought into question the way, and prices at which, shares are traded, and how the market effectively values companies. It has also raised public concern as to the way by which dealers and investors take advantage of changes in market prices. A number of high profile criminal prosecutions of insider dealing and market abuse and the frequent claims of other instances, combined with the changes in regulations resulting in a more aggressive and proactive stance by the various regulators, have brought the issue under the spotlight. This book discusses what makes stock market efficiency so important for the economy, looks at the theory and issues that underpin market abuse and why an offence often dismissed as a victimless crime is punished so severely. It explores the impact of perception and other factors that distort the market and outlines the extent of abuse. Regulators, lawyers, company officials, investigators, professional advisers and of course investors, both professional and otherwise will find this a helpful guide to the underlying elements of fraud and market manipulation.

Author : Gil Brazier
Publisher : Routledge
ISBN 13 : 1135318514
Total Pages : 371 pages
Book Rating : 4.12/5 ( download)

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Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 2012-09-10 with total page 371 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Author : Henry G. Manne
Publisher :
ISBN 13 :
Total Pages : 296 pages
Book Rating : 4.27/5 ( download)

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Download or read book Insider Trading and the Stock Market written by Henry G. Manne and published by . This book was released on 1966 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Gregory J Durston
Publisher : Waterside Press
ISBN 13 : 1909976539
Total Pages : 192 pages
Book Rating : 4.35/5 ( download)

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Download or read book The Little Book of Insider Dealing written by Gregory J Durston and published by Waterside Press. This book was released on 2018-02-21 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).

Author : Ralph C. Ferrara
Publisher : Law Journal Press
ISBN 13 : 9781588520692
Total Pages : 960 pages
Book Rating : 4.92/5 ( download)

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Download or read book Ferrara on Insider Trading and the Wall written by Ralph C. Ferrara and published by Law Journal Press. This book was released on 2023-11-28 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

Author : Andrew Packer
Publisher : Humanix Books
ISBN 13 : 1630060208
Total Pages : 92 pages
Book Rating : 4.06/5 ( download)

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Download or read book The Insider's Dossier written by Andrew Packer and published by Humanix Books. This book was released on 2014-04-22 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Insider’s Dossier will seamlessly guide you through investing alongside the most in-the-know professionals, debunking the widespread myth that insider trading is illegal. Not only is it legal when following proper protocol, but author Andrew Packer helps you to decode the Wall Street lingo, so that even the novice could easily follow corporate insiders for returns that significantly outperform the market year over year. In easy-tounderstand terms, Packer describes: • The difference between legal and illegal insider trading • How to evaluate insider activity in order to optimize your investment advantage • The key to swiftly decoding SEC filing forms for up-to-the-minute insider activity • Understanding and utilizing web-based, technical analysis tools • How to separate key insiders from the average corporate investor • Investing beyond simple trades, clearly and concisely explaining the ins and outs of options trading, and much more. . . About

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
ISBN 13 :
Total Pages : 202 pages
Book Rating : 4.34/5 ( download)

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Download or read book Definition of Insider Trading written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1987 with total page 202 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Linda Vuskane
Publisher : GRIN Verlag
ISBN 13 : 3640673832
Total Pages : 11 pages
Book Rating : 4.34/5 ( download)

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Download or read book The Concepts of Insider Dealing written by Linda Vuskane and published by GRIN Verlag. This book was released on 2010-08-02 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Essay from the year 2010 in the subject Law - Civil / Private / Trade / Anti Trust Law / Business Law, grade: 67, , course: Company Law, language: English, abstract: The following paper investigates the concepts of insider dealing. While the first part offers an overview of the relevant legislation, the second part aims to answer the question as to whether insider trading should be prohibited by legislation. Insider dealing refers to the use of non-public and price-sensitive information for the purpose of gaining an unfair advantage and involves trading with company shares or other securities in a public financial market. Such conduct is both a criminal offence and a regulatory infringement under the civil code. There are various theories dealing with insider trading that offers arguments for and against the prohibition of insider trading. The misappropriation theory, the unfairness approach and the idea that insider dealing will negatively affect market confidence are all considered to be distinct reasons for regulating insider dealing. On the other hand, opponents argue that legalization of insider dealing would lead to increased market efficiency, fairer share pricing and fraud prevention. Despite the high costs required for prevention of insider dealing and the fact that very few if any companies have ever sued its officers for inside trading, it is widely regarded by the governments as being immoral and damaging for the markets and is therefore prohibited. The offences can be dealt with either civil or criminal regime, with the latter being far more difficult to apply in practice and thus less effective.

Author : Henry M. Paulson Jr.
Publisher : Hachette UK
ISBN 13 : 145550422X
Total Pages : 400 pages
Book Rating : 4.20/5 ( download)

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Download or read book Dealing with China written by Henry M. Paulson Jr. and published by Hachette UK. This book was released on 2015-04-14 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: The New York Times bestselling author of Dealing with China takes the reader behind closed doors to witness the creation and evolution and future of China's state-controlled capitalism. Hank Paulson has dealt with China unlike any other foreigner. As head of Goldman Sachs, Paulson had a pivotal role in opening up China to private enterprise. Then, as Treasury secretary, he created the Strategic Economic Dialogue with what is now the world's second-largest economy. He negotiated with China on needed economic reforms, while safeguarding the teetering U.S. financial system. Over his career, Paulson has worked with scores of top Chinese leaders, including Xi Jinping, China's most powerful man in decades. In Dealing with China, Paulson draws on his unprecedented access to modern China's political and business elite, including its three most recent heads of state, to answer several key questions: How did China become an economic superpower so quickly? How does business really get done there? What are the best ways for Western business and political leaders to work with, compete with, and benefit from China? How can the U.S. negotiate with and influence China given its authoritarian rule, its massive environmental concerns, and its huge population's unrelenting demands for economic growth and security? Written in the same anecdote-rich, page-turning style as Paulson's bestselling memoir, On the Brink, Dealing with China is certain to become the classic and definitive examination of how to engage China's leaders as they build their economic superpower.

Author : Michael Ashe
Publisher :
ISBN 13 :
Total Pages : 240 pages
Book Rating : 4.91/5 ( download)

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Download or read book Insider Dealing written by Michael Ashe and published by . This book was released on 1992 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: PB