Author : André Alfar Rodrigues
Publisher : Leya
ISBN 13 : 9894016774
Total Pages : 116 pages
Book Rating : 4.79/5 ( download)
Book Synopsis Duties and Responsibilities of Financial Intermediaries by : André Alfar Rodrigues
Download or read book Duties and Responsibilities of Financial Intermediaries written by André Alfar Rodrigues and published by Leya. This book was released on 2023-11-30 with total page 116 pages. Available in PDF, EPUB and Kindle. Book excerpt: The law lays down explicit and detailed rules that financial intermediaries must follow with regard to their clients. These duties are now quite diverse and are laid down not only in the CVM, but also in separate legislation. Directive 2014/65/EU of 15 May 2014, transposed in 2018, is the cornerstone of the legal framework for financial intermediation and has led to an unparalleled evolution in the legal duties to which financial intermediaries are bound in their relationship with their clients, giving the latter greater legal protection. This book aims to contribute to the systematisation of the financial intermediation regime in Portugal.