Advanced Introduction To Us Federal Securities Law

Author : Thomas L. Hazen
Publisher : Edward Elgar Publishing
ISBN 13 : 9781802206241
Total Pages : 192 pages
Book Rating : 4.48/5 ( download)

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Download or read book Advanced Introduction to U. S. Federal Securities Law written by Thomas L. Hazen and published by Edward Elgar Publishing. This book was released on 2022-05-28 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Elgar Advanced Introductions are stimulating and thoughtful introductions to major fields in the social sciences, business and law, expertly written by the world's leading scholars. Designed to be accessible yet rigorous, they offer concise and lucid surveys of the substantive and policy issues associated with discrete subject areas. Covering all aspects of federal securities law, this Advanced Introduction provides an excellent understanding of how U.S. securities regulation works, particularly as this emerging area of law becomes more prevalent for those working or involved in general corporate and commercial practices. It examines the definition of securities and how modern investment opportunities may be subject to this regulation as well as more traditional forms such as stocks or bonds. Key Features: Providing up to date information on the latest developments in securities law Presenting complex material in a clear and comprehensive format and defining key concepts Thoroughly reviewing significant Supreme Court cases, alongside the noteworthy statues and Securities and Exchange Commission Rules This informative book will be invaluable reading for practitioners and others engaged in the business and securities world looking for a detailed overview of U.S. securities law. It will also be a useful resource for lawyers, scholars, and policy advisors.

Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 210 pages
Book Rating : 4.41/5 ( download)

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Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2011 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Thomas Lee Hazen
Publisher : Administrative Office of the United States Courts
ISBN 13 : 9780160514708
Total Pages : 184 pages
Book Rating : 4.03/5 ( download)

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Download or read book Federal Securities Law written by Thomas Lee Hazen and published by Administrative Office of the United States Courts. This book was released on 2003-10 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides an introduction and an overview of the securities laws, the laws having to do with investing and investments. This book does not include the texts of the laws.

Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 188 pages
Book Rating : 4.72/5 ( download)

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Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2003 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Thomas Lee Hazen
Publisher :
ISBN 13 : 9780756738464
Total Pages : 172 pages
Book Rating : 4.66/5 ( download)

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Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2003-12 with total page 172 pages. Available in PDF, EPUB and Kindle. Book excerpt: This monograph by the Federal Judicial Center provides an introduction to & overview of the complexities of litigation involving the federal securities laws, with an emphasis on the issues that are most likely to arise in litigation: basic registration, disclosure, & antifraud provisions. Chapters: Introduction: The Federal Securities Laws, the Securities & Exchange Commission (SEC), Sources of Litigation, Self-Regulation, & Private Remedies; Scope & Reach of the Securities Laws; Regulating the Distribution of Securities -- the Securities Act of 1933; Regulating Issuers, Securities Professionals, & the Securities Markets -- The Securities Exchange Act of 1934; Appendix: Statutory Conversion Charts; For Further Reference; & Table of Cases.

Author : Hazen, Thomas L.
Publisher : Edward Elgar Publishing
ISBN 13 : 1802206256
Total Pages : 192 pages
Book Rating : 4.58/5 ( download)

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Download or read book Advanced Introduction to U.S. Federal Securities Law written by Hazen, Thomas L. and published by Edward Elgar Publishing. This book was released on 2022-05-13 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Answering the key question of whether there is an obligation for States to define and enact sound climate policies in order to avoid the impacts of global warming, this timely book provides expert analysis on recent global climate cases, assessing not only the plaintiffs’ claims but also the legal reasoning put forward by the courts.

Author : James D. Cox
Publisher : Aspen Publishers
ISBN 13 : 9780735571884
Total Pages : 0 pages
Book Rating : 4.80/5 ( download)

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Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishers. This book was released on 2008-07-16 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: To ensure that you have the most up-to-date and complete materials for yourSecurities Regulation class, be sure to use this 2008 Case Supplement.Table of Cases:Italics indicate principal cases.American Federation of State, County & Municipal Employees v. AmericanInternational Group, Inc. Berckeley Investment Group, Ltd. v.ColkittChamber of Commerce v. SECCredit Suisse Sec. (USA) LLC v. Glen BillingsDolphin and Bradbury v. SEC Feder v. FrostFinancial Planning Association v. SECGFL Advantage Fund, Ltd. v. ColkittGoldstein v. SECMakor Issues & Rights Ltd. v. Tellabs, Inc. (7th Cir.) Merrill Lynch, Pierce, Fenner & Smith, Inc. v.Dabit Oscar Private Equity Investments v.Allegiance Telecom, Inc. Overton v. Todman & Co.Securities and Exchange Commission v. Kern Securities and Exchange Commission v.RocklageSecurities and Exchange Commission v. DorozhkoStoneridge Inv. Partners, LLC, Petitioner v. Scientific-Atlanta, Inc. Tellabs, Inc. v. Makor Issues & Rights, Ltd. United States v. BrownUnited States v. EbbersUnited States v. SimonYung v. Lee

Author :
Publisher :
ISBN 13 :
Total Pages : 654 pages
Book Rating : 4.73/5 ( download)

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Download or read book Advanced Securities Law Workshop written by and published by . This book was released on 1999 with total page 654 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Author : Alan R. Palmiter
Publisher : Wolters Kluwer
ISBN 13 : 9781543807684
Total Pages : 0 pages
Book Rating : 4.82/5 ( download)

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Download or read book Examples & Explanations for Securities Regulation written by Alan R. Palmiter and published by Wolters Kluwer. This book was released on 2021-08-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informal and student-friendly, this best-selling study guide—also used by Wall Street lawyers and SEC staffers as a reference book—gives an overview of federal securities regulation and illustrates the topic with practical applications. Examples & Explanations: Securities Regulation, Eighth Edition combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns—many drawn from actual events in the securities markets. New to the Eighth Edition: Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements New materials on the treatment of “autonomous business” forms and crypto-currencies (including gaming tokens) under the federal securities law Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 The timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in CALPERS v. ANZ Securities, Inc. (2017) The preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in Cyan, Inc. v. Beaver County Employees Retirement Fund (2018) The securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in Lorenzo v. SEC (2019) Lower court application of the “personal benefit” analysis in Salman v. United States (2016) to quid pro quo tips of inside information to family and friends Updates on judicial and SEC enforcement of the federal securities laws—in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities The timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in Kokesh v. SEC (2017) The proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in Lucia v. SEC (2018) The availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in Digital Realty Trust, Inc. v. Somers (2018) The requirement of individualized showings of “domestic transactions” in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets Professors and students will benefit from: A study guide that introduces students to the subject’s clubbish vocabulary, identifies its important principles, and reveals its layered structure. Chapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book’s detailed explanations. The text includes new and updated charts on: Shareholdings in the US securities markets Capital formation through public and private offerings Actual use of the various registration exemptions The updated examples and explanations include new questions on: “Autonomous business” forms and crypto-currencies Section 11 class actions brought in state court Fraudulent statements “made” by securities professionals Insider trading tips to friends and family Availability of disgorgement sanctions in SEC enforcement actions

Author : Ari E. Waldman
Publisher : Edward Elgar Publishing
ISBN 13 : 1800881444
Total Pages : 139 pages
Book Rating : 4.40/5 ( download)

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Download or read book Advanced Introduction to U.S. Data Privacy Law written by Ari E. Waldman and published by Edward Elgar Publishing. This book was released on 2023-10-06 with total page 139 pages. Available in PDF, EPUB and Kindle. Book excerpt: This timely Advanced Introduction traces the evolution of consumer data privacy laws in the US through a historical lens, and then sets out the current state of play. Waldman describes how privacy laws benefit corporate interests, and highlights the deficiencies of the present approach to the surveillance economy.